Theory of Many-Body Effects in Tunneling

Joel A. Appelbaum and W. F. Brinkman
Phys. Rev. 186, 464 – Published 10 October 1969
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Abstract

A general expression for the current voltage relation in a metal-oxide-metal tunnel junction is derived on the assumption of many-body interactions in the metals as well as the oxide. In the absence of many-body effects in the barrier, the expression for the conductance we derive is similar to that obtained from the tunneling-Hamiltonian approach in that it depends on the convolution of the product of the two spectral functions of the metals with a quantity analogous to the tunneling coupling constant. The coupling or transfer matrix element here is frequency-dependent as well as momentum-dependent, and does not suffer from the high-energy divergences characteristic of the tunneling Hamiltonian. The effect of the local variation of the self-energy on the tunneling conductance is examined, and is shown to be capable of producing structure in the conductance proportional to both the real and imaginary parts of the frequency-dependent self-energy. Finally, the method is shown to be capable of describing the usual barrier-excitation-assisted tunneling current.

  • Received 13 May 1969

DOI:https://doi.org/10.1103/PhysRev.186.464

©1969 American Physical Society

Authors & Affiliations

Joel A. Appelbaum and W. F. Brinkman

  • Bell Telephone Laboratories, Murray Hill, New Jersey 07974

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Issue

Vol. 186, Iss. 2 — October 1969

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