Abstract
Facial-affective behavior can express the emotional state of a subject, it can regulate interactive behavior, and it can serve symbolic functions like illustrating narration. To analyze the expressive function, facial-affective behavior in political discussions between male and female subjects of different psychiatric status is related to the experience of joy. The facial-affective and the gazing behavior of 140 subjects in seven different groups were videotaped and coded using EMFACS (Friesen & Ekman, 1984). The experimental dyads consisted of male and female subjects suffering from schizophrenia and psychosomatic disorders interacting with healthy subjects of the same sex; in control dyads, healthy interaction partners of same the sex interacted for 20 minutes. It is shown that in none of the groups the experience of joy is correlated with the frequency of Duchenne smiles, but in the case of mentally disordered subjects the experience of joy is negatively related to facial behavior interpreted as contempt and disgust. Further analysis of facial-affective behavior in moments of high involvement emphasizes the expressive function of Duchenne smiles in female dyads and the interaction regulatory function of non-Duchenne smiles in male dyads. It can be concluded that in dyadic interactions the relation of facial-affective behavior to emotional experience is moderated by the gender and diagnosis of the subjects as well as the nonverbal context.
Similar content being viewed by others
References
Andersen, P. A., & Andersen, J. F. (1984). The exchange of nonverbal intimacy: A critical review of dyadic models. Journal of Nonverbal Behavior, 8, 327–349.
Andersen, P. A. (1985). Nonverbal immediacy in interpersonal communication. In A. Siegman & S. Feldstein (Eds.), Multichannel integrations of nonverbal behavior (pp. 1–36). Hillsdale, NJ: Erlbaum.
Argyle, M., & Dean, J. (1965). Eye contact, distance and affiliation. Sociometry, 28, 289–304.
Argyle, M., & Cook, M. (1976). Gaze and mutual gaze. London: Cambridge University Press.
Bänninger-Huber, E., & Salisch, M. von (1994). Die Untersuchung des mimischen Affektausdrucks in face-to-face-Interaktionen. Psychologische Rundschau, 45(2), 79–98.
Bänninger-Huber, E., & Rauber-Kaiser, S. (1989). Die Differenzierung verschiedener Lächeltypen: FACS-Codierung und Einschätzungen [Eine Untersuchung zur Eindrucksbildung]. Schweizerische Zeitschrift für Psychologie, 48, 21–34.
Buck, R. (1988). Human motivation and emotion (2nd). New York: John Wiley & Sons.
Buck, R. (1994). Social and emotional functions in facial expression and communication: The readout hypothesis. Biological Psychology, 38, 95–115.
Ekman, P. (1982). Emotion in the human face. New York: Cambridge University Press.
Ekman, P. (1989). The argument and evidence about universals in facial expressions of emotion. In H. Wagner & A. Manstead (Eds.), Handbook of psychophysiology: The biological psychology of emotions and social processes (pp. 143–164). London: John Wiley Ltd.
Ekman, P., & Friesen, W. V. (1969). The repertoire of nonverbal behavior: Categories, origins, usage, and coding. Semiotica, 1, 49–98.
Ekman, P., & Friesen, W. V. (1978). The Facial Action Coding System (FACS) (A technique for the measurement of facial action). Palo Alto, CA: Consulting Psychologists Press.
Ekman, P., & Friesen, W. V. (1982). Felt, false and miserable smiles. Journal of Nonverbal Behavior, 6, 238–252.
Ekman, P., Davidson, R. J. & Friesen, W. V., (1990). The Duchenne smile: Emotional expression and brain physiology II. Journal of Personality and Social Psychology, 58, 342–353.
Ekman, P. (1992). An argument for basic emotions. Cognition and Emotion, 6(3/4), 169–200.
Ekman, P. (1994). Strong evidence for universals in facial expressions: A reply to Russell's mistaken critique. Psychological Bulletin, 115, 268–287.
Fridlund, A. J. (1991a). Evolution and facial action in reflex, social motive, and paralanguage. Biological Psychology, 32, 3–100.
Fridlund, A. J. (1991b). The sociality of solitary smiles: Effects of an implicit audience. Journal of Personality and Social Psychology, 60, 229–240.
Fridlund, A. J. (1994). Human facial expression: An evolutionary view. San Diego: Academic Press.
Friesen, W. V., & Ekman, P. (1984). EMFACS-7; Emotional Facial Action Coding System. unpublished manual.
Frisch, I. (1996). Geschlecht, Ausdruck und Erleben. Mimisches Verhalten und Affekterleben von Frauen und Männern in dyadischer Interaktion. Dissertation an der philosophischen Fakultät der Universität des Saarlandes.
Frisch, I., Schwab, F., Krause, R. (1995) Affektives Ausdrucksverhalten gesunder und an Colitis erkrankter männlicher und weiblicher Erwachsener. Studien zur Psychosomatik, In: Zeitschrift für Klinische Psychologie, 24(3), 230–238
Hufnagel, H., Steimer-Krause, E. & Krause, R. (1991). Mimisches Verhalten und Erleben bei schizophrenen Patienten und bei Gesunden. Zeitschrift für Klinische Psychologie, XX, 356–370.
Izard, C. E. (1977). Human emotions. New York: Plenum.
Izard, C. E. (1990). Facial expressions and the regulation of emotions. Journal of Personality and Social Psychology, 58, 487–498
Kappas, A. (1996). The sociality of appraisals: Impact of social situations on the evaluation of emotion antecedent events and physiological and expressive reactions. Proceedings of the IX-th Conference of the International Society for Research on Emotions. University of Toronto.
Kendon, A. (1990). Conducting interactions (Patterns of behavior in focused encounters). New York: Cambridge University Press.
Kotsch, W. E., Gerbing, D. W., & Schwartz, L. E. (1982). The construct validity of the Differential Emotion Scale as adapted for children and adolescents. In C. E. Izard (Ed.), Measuring emotions in infants and children (Vol. 1, 251–278). Cambridge: University Press.
Krause, R., Steimer, E., Sänger-Alt, C., & Wagner, G. (1989). Facial expression of schizophrenic patients and their interaction partners. Psychiatry 52,1, 1–12.
Krause, R. (1993). Ausdruckspsychologische Methoden. In K. Pawlik, & M. Amelang (Hrsg.), Enzyklopädie der Psychologie—Differentielle Psychologie (Band 1 Grundlagen und Methoden). Göttingen Toronto Zürich: Hogrefe.
Krause, R., Steimer-Krause, E., Merten, J., & Ullrich, B., (1997). Dyadic interaction regulation, emotion and psychopathology. In W.F. Flack & J. Laird (Eds.), Emotions and psychopathology: Theory and research. Oxford University Press.
Merten, J., & Krause, R. (1993). DAS (Differentielle Affekt Skala). Arbeiten der Fachrichtung Psychologie, Universität des Saarlandes, Saarbrücken
Merten, J. (1996a). Affekte und die Regulation nonverbalen, interaktiven Verhaltens. Bern: Peter Lang.
Merten, J. (1996b). The functions of smiling in discussions and psychotherapeutic interactions. Proceedings of the IX-th conference of the International Society for Research on Emotions. University of Toronto.
Patterson, M. L. (1991). A functional approach to nonverbal exchange. In R. S. Feldman & B. Rimé (Eds.), Fundamentals of nonverbal behavior (pp. 458–495). New York: Cambridge University Press.
Steimer-Krause, E., Krause, R., & Wagner, G. (1989). Interaction regulations used by schizophrenic and psychosomatic patients: Studies on facial behavior in dyadic interactions. Psychiatry: Interpersonal and Biological Processes, 53, 209–228.
Wagner, G. (1986). Entwicklung eines automatisierten Verfahrens zur Affektinterpretation. Unveröffentlichte Diplomarbeit, Universität des Saarlands, Saarbrücken.
Author information
Authors and Affiliations
Rights and permissions
About this article
Cite this article
Merten, J. Facial-Affective Behavior, Mutual Gaze, and Emotional Experience in Dyadic Interactions. Journal of Nonverbal Behavior 21, 179–201 (1997). https://doi.org/10.1023/A:1024969514170
Issue Date:
DOI: https://doi.org/10.1023/A:1024969514170