Biodegradable poly(lactic-co-glycolic acid) microparticles for injectable delivery of vaccine antigens
Introduction
In spite of great successes with vaccines against infectious diseases (e.g., small pox, polio, tetanus, diphtheria, and several others [1]), because of a logistical difficulty to attain immunization coverage with existing vaccines in certain parts of the world, especially in developing countries, these diseases are still leading killers. The World Health Organization estimates that over 14 million people die each year from infectious disease, about a quarter of all deaths worldwide [2]. Inadequate coverage for the six vaccines against diphtheria, pertussis (whooping cough), polio, measles, tetanus and tuberculosis still causes two million unnecessary deaths each year [3].
Several factors have been largely responsible for the inability of vaccines to protect against infectious diseases. One of the most significant factors includes the unavailability of vaccines against intracellular pathogens, or infected or altered cells, such as malaria and HIV, which rely on cell-mediated immunity [4], [5], [6]. Second, progress in the field of adjuvants for use with human vaccines has been inadequate, and the range of adjuvant activities represented by existing adjuvants, mainly aluminum compounds, is limited, often prohibiting optimization of the magnitude and direction of the immune response (i.e., the role of the adjuvant [7]). Aluminum compounds (often termed alum after potassium aluminum sulfate [8]), which are the only adjuvants used with human vaccines in the United States, are well known for their inability to induce cell-mediated immunity [9]. The EU has accepted vaccines containing a few additional adjuvants, such as calcium compounds and MF59 [7], but their potential for cell-mediated immunity is also limited [5]. Third, high dropout rates for receiving booster vaccine doses have left significant fractions of people in developing countries not fully immunized, often due to poor or limited access to medical care, and lack of education regarding the importance of booster vaccination [10]. Finally, incompletely immunized women (mostly in developing countries) cannot pass immunity to neonates, leaving newborns susceptible to infections, e.g., umbilical cord infections [11].
Whereas aluminum compounds have been used with a large number of antigens, these adjuvants are not suitable for all antigens and are insufficient in many respects, including variable or poor adsorption of some antigens, the difficulty to lyophilize, the general requirement for booster doses, the inability to elicit cytotoxic T-cell (CTL) responses, the inability to elicit muscosal IgA antibody responses and the rare occurrence of hypersensitivity reactions in some subjects [8], [9], [12], [13]. Because of these limitations of aluminum compounds, additional adjuvants are needed to overcome the aforementioned difficulties with existing vaccine preparations, and to lend support to the newer, and often less immunogenic, antigens under development. To this end, biodegradable polymer microparticles, most commonly microspheres, with microencapsulated peptide or protein antigens have been studied for more than 20 years after early reports of the possibility to control the release of protein antigens over extended time periods for the purpose to eliminate booster doses [14], [15], [16]. Primarily because of their safety, including everyday use in healthy people (including children) as resorbable sutures, and their use in several commercial controlled-release drug products, copolymers of lactic and glycolic acid (PLGA) have become the most widely studied polymer to help meet this goal. Moreover, PLGA microspheres have several additional advantages, such as the ability to elicit CTL responses, and the potential for mucosal immunization and DNA delivery (see reviews by O'Hagan et al. [6] and Gupta and Siber [12]; reviewed also by Alpar et al. and by Foster and Hirst in this issue).
Therefore, the primary objective of this review is to examine PLGA microparticles as a parenterally administered controlled-release antigen carrier or adjuvant with a focus on identifying primary developmental barriers and recent progress to overcome them. In light of the ambitious aim of future vaccines, e.g., to provide maximum efficacy with minimum number of doses, delivered safely and easily [7], these novel adjuvants have the potential to compliment or replace aluminum-based adjuvants, for existing and future protein/subunit vaccine antigens. Mucosal vaccines as well as the mechanisms of processing of polymer microparticles by cells of the immune system will be examined in detail elsewhere in this issue (see Alpar et al. and Johansen et al., respectively)
Section snippets
Poly(lactic-co-glycolic acid) microparticles for antigen delivery
PLGA is a polyester composed of one or more of three different hydroxy acid monomers, d-lactic, l-lactic, and/or glycolic acids. In general, the polymer can be made to highly crystalline [e.g., poly(l-lactic acid)], or completely amorphous [e.g., poly(d,l-lactic-co-glycolic acid), can be processed into most any shape and size (down to <200 nm), and can encapsulate molecules of virtually any size. PLGA microspheres and other injectable implants have a long safety record and are used in at least
Issues impeding development of PLGA microparticles for antigen delivery
Considering all of the strongly desirable attributes of PLGA microparticles for antigen delivery, why then have not human clinical studies been conducted with vaccines incorporating these novel adjuvants? There is a large body of evidence that proteins are typically unstable when encapsulated in PLGA microspheres unless careful measures are taken to prevent instability pathways (see reviews by Putney and Burke [36] and Schwendeman [37] for exclusive lists of general protein instability in PLGAs
Significant progress toward development of injectable PLGA microparticles for antigen delivery
From the foregoing discussion, it is clear that significant developmental barriers to PLGA microparticles for antigen delivery exist. However, several exciting initiatives have been pursued over the last 10 years to overcome these impediments, and these trends are described below. Advances in immunological studies with PLGA-based vaccines are described in Section 5.
The immune response to PLGA-microencapsulated vaccine antigens
One of the critical preclinical evaluations for any new vaccine, adjuvant or delivery system is the study of the immune response in experimental animals using model and novel vaccine antigens. Many PLGA-microencapsulated vaccine antigens have been evaluated in a variety of animal models for protection against challenge, antibody responses or cell-mediated immune responses. Progress has been made in understanding the effects of in vitro release of antigen on immunogenicity in animals. Several
Conclusions
Over the last couple of decades, much of the ground rules have been formed regarding development of injectable PLGA controlled-release microparticles for delivery of protein antigens. Several important impediments to development of PLGA microparticles have been identified, such as antigen instability, difficulties with manufacture of microparticles and deficiencies in animal models. Considering the history of overcoming similar impediments faced by developers of vaccines and numerous
Acknowledgements
The authors are indebted to the technical assistance by Ms. Amy G. Ding and Ms. Li Zhang, and the reviewers of this manuscript for their helpful comments. This research was funded in part by NIH HL 68345.
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