Abstract
Objectives
To compare the prognostic role of FVC and SVC at diagnosis in amyotrophic lateral sclerosis (ALS) patients.
Methods
We included all patients from the Piemonte and Valle D’Aosta ALS register (PARALS) who had been diagnosed with ALS between 1995 and 2015 and underwent spirometry at diagnosis. Survival was considered as time to death/tracheostomy; to assess the prognostic value in typical trial timeframes, survival at 12 and 18 months was calculated too. Cox proportional hazard regression models adjusted by sex, age at diagnosis, diagnostic delay, onset site, and ALSFRS-R total score at the moment of diagnosis were used to assess the prognostic role of FVC and SVC.
Results
A total of 795 ALS patients underwent spirometry at diagnosis during the study period. Four hundred and sixteen (52.3%) performed both FVC and SVC, whereas the others performed FVC only. FVC and SVC values were highly correlated (r = 0.92, p < 0.001) in the overall population and slightly less correlated in patients with bulbar onset (r = 0.86, p < 0.001). Both FVC and SVC proved to have a prognostic role with comparable hazard ratios (HRs) (HR 1.83, 95% CI 1.48–2.27 and 1.88, 95% CI 1.51–2.33, respectively). When considering typical trial timeframes, HRs remained similar and were inversely proportional to FVC and SVC values.
Discussion
FVC and SVC at diagnosis can be used interchangeably as independent predictors of survival in both clinical and research settings.
Similar content being viewed by others
References
van Es MA, Hardiman O, Chio A et al (2017) Amyotrophic lateral sclerosis. Lancet 390:2084–2098. https://doi.org/10.1016/S0140-6736(17)31287-4
Amyotrophic Lateral Sclerosis (ALS) Fact Sheet|National Institute of Neurological Disorders and Stroke. https://www.ninds.nih.gov/Disorders/Patient-Caregiver-Education/Fact-Sheets/Amyotrophic-Lateral-Sclerosis-ALS-Fact-Sheet. Accessed 20 Mar 2019
Pinto S, de Carvalho M (2015) The R of ALSFRS-R: does it really mirror functional respiratory involvement in amyotrophic lateral sclerosis? Amyotroph Lateral Scler Front Degener 16:120–123. https://doi.org/10.3109/21678421.2014.952641
Lenglet T, Lacomblez L, Abitbol JL et al (2014) A phase II–III trial of olesoxime in subjects with amyotrophic lateral sclerosis. Eur J Neurol 21:529–536. https://doi.org/10.1111/ene.12344
Czaplinski A, Yen AA, Appel SH (2006) Forced vital capacity (FVC) as an indicator of survival and disease progression in an ALS clinic population. J Neurol Neurosurg Psychiatry 77:390–392. https://doi.org/10.1136/jnnp.2005.072660
Tilanus TBM, Groothuis JT, TenBroek-Pastoor JMC et al (2017) The predictive value of respiratory function tests for non-invasive ventilation in amyotrophic lateral sclerosis. Respir Res 18:144. https://doi.org/10.1186/s12931-017-0624-8
Pinto S, De Carvalho M (2015) Sessions 1–11. Amyotroph Lateral Scler Front Degener 16:1–62. https://doi.org/10.3109/21678421.2015.1089039
Magnus T, Beck M, Giess R et al (2002) Disease progression in amyotrophic lateral sclerosis: predictors of survival. Muscle Nerve 25:709–714. https://doi.org/10.1002/mus.10090
Andrews JA, Meng L, Kulke SF et al (2018) Association between decline in slow vital capacity and respiratory insufficiency, use of assisted ventilation, tracheostomy, or death in patients with amyotrophic lateral sclerosis. JAMA Neurol 75:58–64. https://doi.org/10.1001/jamaneurol.2017.3339
Singh D, Verma R, Garg RK et al (2011) Assessment of respiratory functions by spirometry and phrenic nerve studies in patients of amyotrophic lateral sclerosis. J Neurol Sci 306:76–81. https://doi.org/10.1016/j.jns.2011.03.039
Lyall RA, Donaldson N, Polkey MI et al (2001) Respiratory muscle strength and ventilatory failure in amyotrophic lateral sclerosis. Brain J Neurol 124:2000–2013
Jackson C, De Carvalho M, Genge A et al (2018) Relationships between slow vital capacity and measures of respiratory function on the ALSFRS-R. Amyotroph Lateral Scler Front Degener. https://doi.org/10.1080/21678421.2018.1497658
Enache I, Pistea C, Fleury M et al (2017) Ability of pulmonary function decline to predict death in amyotrophic lateral sclerosis patients. Amyotroph Lateral Scler Front Degener 18:511–518. https://doi.org/10.1080/21678421.2017.1353097
Baumann F, Henderson RD, Morrison SC et al (2010) Use of respiratory function tests to predict survival in amyotrophic lateral sclerosis. Amyotroph Lateral Scler 11:194–202. https://doi.org/10.3109/17482960902991773
Pinto S, de Carvalho M (2017) Correlation between forced vital capacity and slow vital capacity for the assessment of respiratory involvement in amyotrophic lateral sclerosis: a prospective study. Amyotroph Lateral Scler Front Degener 18:86–91. https://doi.org/10.1080/21678421.2016.1249486
Traynor BJ, Zhang H, Shefner JM et al (2004) Functional outcome measures as clinical trial endpoints in ALS. Neurology 63:1933–1935
Kaufmann P, Levy G, Thompson JLP et al (2005) The ALSFRSr predicts survival time in an ALS clinic population. Neurology 64:38–43. https://doi.org/10.1212/01.WNL.0000148648.38313.64
Pinto S, de Carvalho M (2019) SVC is a marker of respiratory decline function, similar to FVC, in patients with ALS. Front Neurol 10:109. https://doi.org/10.3389/fneur.2019.00109
Pinto S, de Carvalho M (2017) Comparison of slow and forced vital capacities on ability to predict survival in ALS. Amyotroph Lateral Scler Front Degener 18:528–533. https://doi.org/10.1080/21678421.2017.1354995
Chiò A, Mora G, Moglia C et al (2017) Secular trends of amyotrophic lateral sclerosis: the Piemonte and Valle d’Aosta Register. JAMA Neurol. https://doi.org/10.1001/jamaneurol.2017.1387
Cedarbaum JM, Stambler N, Malta E et al (1999) The ALSFRS-R: a revised ALS functional rating scale that incorporates assessments of respiratory function. BDNF ALS Study Group (Phase III). J Neurol Sci 169:13–21
Manera U, Calvo A, Daviddi M et al (2019) Regional spreading of symptoms at diagnosis as a prognostic marker in amyotrophic lateral sclerosis: a population-based study. J Neurol Neurosurg Psychiatry. https://doi.org/10.1136/jnnp-2019-321153
EFNS Task Force on Diagnosis, and Management of Amyotrophic Lateral Sclerosis, Andersen PM, Abrahams S et al (2012) EFNS guidelines on the clinical management of amyotrophic lateral sclerosis (MALS)—revised report of an EFNS task force. Eur J Neurol 19:360–375. https://doi.org/10.1111/j.1468-1331.2011.03501.x
Polkey MI, Green M, Moxham J (1995) Measurement of respiratory muscle strength. Thorax 50:1131–1135
Lechtzin N, Wiener CM, Shade DM et al (2002) Spirometry in the supine position improves the detection of diaphragmatic weakness in patients with amyotrophic lateral sclerosis. Chest 121:436–442
Caruso P, de Albuquerque ALP, Santana PV et al (2015) Diagnostic methods to assess inspiratory and expiratory muscle strength. J Bras Pneumol 41:110–123. https://doi.org/10.1590/S1806-37132015000004474
Jackson CE, Rosenfeld J, Moore DH et al (2001) A preliminary evaluation of a prospective study of pulmonary function studies and symptoms of hypoventilation in ALS/MND patients. J Neurol Sci 191:75–78
Fitting JW, Paillex R, Hirt L et al (1999) Sniff nasal pressure: a sensitive respiratory test to assess progression of amyotrophic lateral sclerosis. Ann Neurol 46:887–893
Pinto S, de Carvalho M (2018) Sniff nasal inspiratory pressure (SNIP) in amyotrophic lateral sclerosis: relevance of the methodology for respiratory function evaluation. Clin Neurol Neurosurg 171:42–45. https://doi.org/10.1016/j.clineuro.2018.05.011
Capozzo R, Quaranta VN, Pellegrini F et al (2015) Sniff nasal inspiratory pressure as a prognostic factor of tracheostomy or death in amyotrophic lateral sclerosis. J Neurol 262:593–603. https://doi.org/10.1007/s00415-014-7613-3
Morgan RK, McNally S, Alexander M et al (2005) Use of Sniff nasal-inspiratory force to predict survival in amyotrophic lateral sclerosis. Am J Respir Crit Care Med 171:269–274. https://doi.org/10.1164/rccm.200403-314OC
Matsuda C, Shimizu T, Nakayama Y, Haraguchi M (2019) Cough peak flow decline rate predicts survival in patients with amyotrophic lateral sclerosis. Muscle Nerve 59:168–173. https://doi.org/10.1002/mus.26320
Pinto S, Pinto A, de Carvalho M (2012) Phrenic nerve studies predict survival in amyotrophic lateral sclerosis. Clin Neurophysiol 123:2454–2459. https://doi.org/10.1016/j.clinph.2012.05.012
Boentert M, Glatz C, Helmle C et al (2018) Prevalence of sleep apnoea and capnographic detection of nocturnal hypoventilation in amyotrophic lateral sclerosis. J Neurol Neurosurg Psychiatry 89:418–424. https://doi.org/10.1136/jnnp-2017-316515
Rafiq MK, Bradburn M, Proctor AR et al (2012) Using transcutaneous carbon dioxide monitor (TOSCA 500) to detect respiratory failure in patients with amyotrophic lateral sclerosis: a validation study. Amyotroph Lateral Scler 13:528–532. https://doi.org/10.3109/17482968.2012.688836
Schiffman PL, Belsh JM (1993) Pulmonary function at diagnosis of amyotrophic lateral sclerosis: rate of deterioration. Chest 103:508–513
Chiò A, Canosa A, Gallo S et al (2011) ALS clinical trials: do enrolled patients accurately represent the ALS population? Neurology 77:1432–1437. https://doi.org/10.1212/WNL.0b013e318232ab9b
Van Eijk RPA, Westeneng H-J, Nikolakopoulos S et al (2019) Refining eligibility criteria for amyotrophic lateral sclerosis clinical trials. Neurology. https://doi.org/10.1212/WNL.0000000000006855
Acknowledgements
The project has been supported by Cytokinetics Inc. research Grant; AntC thanks Magnetto Foundation. This study was supported by Ministero dell’Istruzione, dell’Università e della Ricerca–MIUR project “Dipartimenti di Eccellenza 2018–2022” to Department of Neuroscience “Rita Levi Montalcini”.
Author information
Authors and Affiliations
Contributions
AC, AC and CM contributed to fund raising, study conception and design, interpretation of results and revision of the manuscript. AM, LF, LM, AC, EM, and CLM contributed to data collection and revision of the manuscript. RV, UM and FD contributed to study design, data analysis, interpretation of results, writing and revision of the manuscript.
Corresponding author
Ethics declarations
Conflicts of interest
ACh reports personal fees from Biogen Idec, Cytokinetics, Mitsubishi Tanabe, and Neuraltus, outside the submitted work; other authors have no conflicts of interest.
Ethical approval
The study was approved by the ethical committee of the centers involved. Databases were treated according to the Italian privacy regulations. Patients signed a written informed consent. Anonymized data will be shared on request from any qualified investigator.
Electronic supplementary material
Below is the link to the electronic supplementary material.
Rights and permissions
About this article
Cite this article
Calvo, A., Vasta, R., Moglia, C. et al. Prognostic role of slow vital capacity in amyotrophic lateral sclerosis. J Neurol 267, 1615–1621 (2020). https://doi.org/10.1007/s00415-020-09751-1
Received:
Revised:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00415-020-09751-1